U.S. Securities and Exchange Commission

Results: 20323



#Item
681Financial regulation / Securities Exchange Act / Securities Act / U.S. Securities and Exchange Commission / United States / Government / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law

Robert C. Weaver, Jr., Esq.

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-15 17:46:26
682Business / Financial regulation / Stock market / Financial economics / Corporate finance / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities and Exchange Commission / Joint venture / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Mieka Energy Corporation, et al.

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-10 16:40:34
683U.S. Securities and Exchange Commission / Westlake Village /  California / Geography of California / DeRose / Surnames / Montague

June 30, 2014 To Whom It May Concern: Please be advised that Montague DeRose and Associates, LLC is an Independent Registered Municipal Advisor (“IRMA”) for purposes of the Securities and Exchange Commission’s (“

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Source URL: www.sanbag.ca.gov

Language: English - Date: 2014-08-01 11:29:52
684U.S. Securities and Exchange Commission / Securities and Exchange Commission Form 10-Q / Government / Financial regulation / Finance / SEC filings / Securities Exchange Act / Form 20-F

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 8, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-08 15:31:12
685Finance / Financial markets / Daniel Imperato / United States Securities and Exchange Commission / Financial regulation / Short selling / Securities Exchange Act / U.S. Securities and Exchange Commission / Investment Company Act / United States securities law / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Rel. NoMarch 27, 2015 Admin. Proc. File No

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Source URL: edgar.sec.gov

Language: English - Date: 2015-03-27 10:58:56
686United States Securities and Exchange Commission / Financial economics / Finance / New Deal / Securities Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Exchange Act / Commodity Futures Trading Commission / U.S. Securities and Exchange Commission / United States securities law / Financial regulation / 73rd United States Congress

Final rule: Regulation SBSR—Reporting and Dissemination of Security-Based Swap Information

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-13 17:05:45
687Corporate governance / Finance / Accountant / Audit / U.S. Securities and Exchange Commission / Financial statement / Regulation S-X / Auditing / Accountancy / Business

Christopher J. Kelly ,ACA

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Source URL: edgar.sec.gov

Language: English - Date: 2015-02-06 16:40:03
688Finance / Financial economics / Self-regulatory organizations / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Financial Industry Regulatory Authority / Form 144 / United States securities law / Financial regulation / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 20, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary

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Source URL: edgar.sec.gov

Language: English - Date: 2015-03-20 06:09:49
689Economy of the United States / Financial regulation / Government / Securities Exchange Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / Securities Act / Securities and Exchange Commission / Security / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Case 3:15-cvB Document 1 FiledPage 1 of 12 PageID 1 IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF TEXAS

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-06 17:48:44
690Securities Exchange Act / Financial regulation / Securities and Exchange Commission Form 10-Q / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 10-K / Public company / Regulation S-K / SEC filings / Government / Business

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION April 8, 2015 In the Matter of

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-07 19:25:28
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